SEC Approves 2026 PCAOB Budget and Accounting Support Fee 
The SEC’s approval of the 2026 PCAOB budget and accounting support fee reduces the PCAOB’s…
SEC Small Business Advisory Committee Signals Renewed Attention to Finders and the Private Secondary Market 
The SEC’s January 22, 2026 announcement highlights a February advisory committee meeting focused on possible…
SEC and CFTC Joint Event Rescheduled for Crypto Harmonization
SEC and CFTC joint event on cryptocurrency harmonization rescheduled to January 29. Key updates for…
SEC Appoints New PCAOB Leadership: Strategic Implications for Audit Firms
The SEC announced appointments to the PCAOB board. Review the new leadership appointments, governance impact,…
SEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics on Municipal Advisors, Transfer Agents, and Security-Based Swap Dealers
The SEC Division of Economic and Risk Analysis releases new reports on ETFs, fund mergers,…
CFPB Cost Estimation Release: Regulatory Impact and Compliance Implications 
New CFPB guidance details cost estimates for the Bureau. Analyze impact on consumers, industry, and…
SEC Proposes Amendments to Reduce Burdens in Reporting of Fund Portfolio Holdings
The SEC has proposed amendments to reduce reporting burdens for funds. Key impacts on advisers…
CFPB Report on Cash-Out Refinance Outcomes
The Consumer Financial Protection Bureau (CFPB) has released new findings regarding cash-out mortgage refinances. This…
SEC Division of Enforcement Issues Revised Enforcement Manual with Focus on Fairness, Transparency, and Efficiency
The Securities and Exchange Commission's Division of Enforcement today announced significant updates to its Enforcement…
OCC Issues Notice of Proposed Rulemaking on GENIUS Act Compliance 
The Office of the Comptroller of the Currency proposes new regulations under the GENIUS Act…