SEC Investor Advisory Committee June 4 Meeting: Strategic Implications for Private Markets and Fund Fee Oversight 
The SEC Investor Advisory Committee convenes on June 4 to address critical regulatory priorities, including…
SEC and NFA Formalize Regulatory Coordination via Memorandum of Understanding 
An in-depth analysis of the recent Memorandum of Understanding between the Securities and Exchange Commission…
SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
The Securities and Exchange Commission and National Futures Association have established a formal framework for…
SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements
The Securities and Exchange Commission has proposed a sweeping set of amendments to modernize the…
SEC Rescinds Rule 202.5(e) and the Mandatory No-Deny Policy in Enforcement Settlements
The Securities and Exchange Commission has formally rescinded Rule 202.5(e), a long-standing policy that prohibited…
SEC Enforcement Alert: 21 Charged in Multi-Year Insider Trading Scheme Targeting Global Law Firms
The Securities and Exchange Commission has unveiled charges against 21 individuals involved in a decade-long…
SEC Staff Guidance on Pooled Employer Plans (PEPs): Navigating Federal Securities Law for Small Business Retirement Savings
The SEC’s Divisions of Investment Management and Corporation Finance have released new staff guidance clarifying…
SEC Proposes Optional Semiannual Reporting: A Paradigm Shift in Disclosure Requirements
The Securities and Exchange Commission has proposed rule amendments that would allow public companies to…
SEC Enforcement Leadership Transition: Deputy Director Jason Burt Concludes Tenure Over Specialized Units
The Securities and Exchange Commission has announced the departure of Jason Burt, Deputy Director of…
SEC and CFTC Jointly Propose Amendments to Reduce Private Fund Reporting Burdens
A detailed analysis of the April 20, 2026, joint proposal by the SEC and CFTC…