SEC Appoints Keith E. Cassidy as Director of Division of Examinations 
The Securities and Exchange Commission has announced the appointment of Keith E. Cassidy as Director…
SEC Approves 2026 PCAOB Budget and Accounting Support Fee 
The SEC’s approval of the 2026 PCAOB budget and accounting support fee reduces the PCAOB’s…
SEC Small Business Advisory Committee Signals Renewed Attention to Finders and the Private Secondary Market
The SEC’s January 22, 2026 announcement highlights a February advisory committee meeting focused on possible…
SEC and CFTC Joint Event Rescheduled for Crypto Harmonization
SEC and CFTC joint event on cryptocurrency harmonization rescheduled to January 29. Key updates for…
SEC Appoints New PCAOB Leadership: Strategic Implications for Audit Firms
The SEC announced appointments to the PCAOB board. Review the new leadership appointments, governance impact,…
SEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics on Municipal Advisors, Transfer Agents, and Security-Based Swap Dealers
The SEC Division of Economic and Risk Analysis releases new reports on ETFs, fund mergers,…
SEC Proposes Amendments to Reduce Burdens in Reporting of Fund Portfolio Holdings
The SEC has proposed amendments to reduce reporting burdens for funds. Key impacts on advisers…
SEC Division of Enforcement Issues Revised Enforcement Manual with Focus on Fairness, Transparency, and Efficiency
The Securities and Exchange Commission's Division of Enforcement today announced significant updates to its Enforcement…
SEC and Japan FSA Spring 2026 Regulatory Dialogue: Implications for Cross-Border Securities Supervision
The SEC’s Spring 2026 dialogue with Japan’s Financial Services Agency signals continued cross-border coordination on…
SEC Announces Roundtable on Private Markets Valuation and Responsible Retailization
The SEC Division of Investment Management will host a roundtable on March 4 to discuss…