SEC Seeks Public Comment on CAT and Other Audit Trails 
The SEC has opened a concept-stage review of the Consolidated Audit Trail and other audit…
SEC Roundtable on Options Market Structure: Analyzing the 2026 Regulatory Agenda 
The Securities and Exchange Commission has announced the formal agenda and panelist lineup for its…
SEC Advisory Committee to Address IPO Market Accessibility and Small Business Capital Formation
The SEC’s Small Business Capital Formation Advisory Committee has announced a meeting for April 28,…
SEC Approves Customer Cross-Margining in the U.S. Treasury Market: Regulatory Analysis
The Securities and Exchange Commission has issued a conditional exemptive order permitting customer cross-margining of…
SEC Chairman Paul Atkins Debuts “Material Matters” Podcast: Implications for Regulatory Transparency and the Materiality Standard
Chairman Paul Atkins has launched 'Material Matters,' a new SEC podcast aimed at providing exclusive…
SEC Chairman Paul Atkins Launches ‘Material Matters’ Podcast: A New Channel for Regulatory Policy and Materiality Discourse
Chairman Paul Atkins has announced the launch of 'Material Matters,' a new SEC podcast designed…
SEC Appoints David Woodcock as Director of the Division of Enforcement
The SEC’s appointment of David Woodcock as Director of the Division of Enforcement signals continued…
SEC Memo: SEC Announces Enforcement Results for Fiscal Year 2025
Executive Summary The Securities and Exchange Commission (SEC) reported robust enforcement activity for Fiscal Year…
SEC Memo: SEC Announces Agenda and Panelists for Roundtable on Options Market Structure
The SEC has announced the agenda for a roundtable focused on options market structure, addressing…
SEC Memo: SEC Highlights Financial Independence During Financial Literacy Month
The Securities and Exchange Commission's Office of Investor Education and Assistance (OIEA) has released a…