SEC Approves NMS Plan Amendment to Reduce CAT Costs 
The SEC has approved changes to the Consolidated Audit Trail rules, aiming to lower compliance…
SEC Enforcement Action Advisory: ADM Accounting Fraud Charges 
Recent SEC charges against ADM highlight critical compliance risks regarding accounting disclosures. This update provides…
SEC Interpretation on Federal Securities Laws and Crypto Assets: Key Takeaways for Regulated Institutions 
A practical memo on SEC Release No. 2026-30, explaining the Commission’s 2026 interpretation on how…
MyLawTampaMarch 19, 2026
SEC Memo: Christina M. Thomas to Rejoin the Division of Corporation Finance as Deputy Director
Reference: Release No. 2026-7{ "title": "Christina M. Thomas Returns to SEC Division of Corporation Finance",…
SEC Division of Corporation Finance Announces Senior Staff Appointments
The Securities and Exchange Commission has announced new senior staff appointments within the Division of…
SEC Seeks Candidates for Small Business Capital Formation Advisory Committee
The SEC is requesting candidates to fill vacancies on the Small Business Capital Formation Advisory…
SEC Memo: SEC Seeks Candidates for Membership on the Investor Advisory Committee
Reference: Release No. 2026-10{ "title": "SEC Seeks Candidates for Membership on the Investor Advisory Committee",…
SEC and CFTC Joint Event on Crypto Harmonization: Client Memo
Analysis of the SEC and CFTC joint event regarding financial leadership and harmonization in the…
SEC Small Business Forum Signals 2026 Capital-Raising Priorities
The SEC’s announcement of its 45th Annual Small Business Forum highlights where 2026 capital-raising policy…
SEC Appoints Keith E. Cassidy as Director of Division of Examinations
The Securities and Exchange Commission has announced the appointment of Keith E. Cassidy as Director…