SEC Appoints John Moses as Director of the Office of Investor Education and Assistance 
The Securities and Exchange Commission has appointed John Moses as Director of the Office of…
SEC Proposal to Rescind Regulation NMS Rules 611 and 610(e): A Paradigm Shift in Equity Market Structure 
The Securities and Exchange Commission has proposed the rescission of Rule 611 and Rule 610(e)…
SEC Finalizes Joint Data Standards Under the Financial Data Transparency Act of 2022
The Securities and Exchange Commission, alongside eight federal partners, has established uniform technical data standards…
SEC Issues Draft Strategic Plan: Refocusing on Foundational Market Mandates
The Securities and Exchange Commission has released its Draft Strategic Plan for public comment, signaling…
SEC Proposes Rescission of Climate-Related Disclosure Rules: A Critical Shift in Corporate Reporting
SEC Proposes Rescission of Climate-Related Disclosure Rules: A Critical Shift in Corporate Reporting
The Securities and Exchange Commission has formally proposed the rescission of its climate-related disclosure rules,…
SEC Investor Advisory Committee June 4 Meeting: Strategic Implications for Private Markets and Fund Fee Oversight
The SEC Investor Advisory Committee convenes on June 4 to address critical regulatory priorities, including…
SEC and NFA Formalize Regulatory Coordination via Memorandum of Understanding
An in-depth analysis of the recent Memorandum of Understanding between the Securities and Exchange Commission…
SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
The Securities and Exchange Commission and National Futures Association have established a formal framework for…
SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements
The Securities and Exchange Commission has proposed a sweeping set of amendments to modernize the…
SEC Rescinds Rule 202.5(e) and the Mandatory No-Deny Policy in Enforcement Settlements
The Securities and Exchange Commission has formally rescinded Rule 202.5(e), a long-standing policy that prohibited…