SEC Issues Draft Strategic Plan: Refocusing on Foundational Market Mandates 
The Securities and Exchange Commission has released its Draft Strategic Plan for public comment, signaling…
SEC Proposes Rescission of Climate-Related Disclosure Rules: A Critical Shift in Corporate Reporting 
SEC Proposes Rescission of Climate-Related Disclosure Rules: A Critical Shift in Corporate Reporting
The Securities and Exchange Commission has formally proposed the rescission of its climate-related disclosure rules,…
SEC Investor Advisory Committee June 4 Meeting: Strategic Implications for Private Markets and Fund Fee Oversight
The SEC Investor Advisory Committee convenes on June 4 to address critical regulatory priorities, including…
SEC and NFA Formalize Regulatory Coordination via Memorandum of Understanding
An in-depth analysis of the recent Memorandum of Understanding between the Securities and Exchange Commission…
SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
The Securities and Exchange Commission and National Futures Association have established a formal framework for…
SEC Proposes Transformative Reforms to Help Public Companies Conduct Registered Offerings and Simplify Reporting Requirements
The Securities and Exchange Commission has proposed a sweeping set of amendments to modernize the…
SEC Rescinds Rule 202.5(e) and the Mandatory No-Deny Policy in Enforcement Settlements
The Securities and Exchange Commission has formally rescinded Rule 202.5(e), a long-standing policy that prohibited…
SEC Enforcement Alert: 21 Charged in Multi-Year Insider Trading Scheme Targeting Global Law Firms
The Securities and Exchange Commission has unveiled charges against 21 individuals involved in a decade-long…
SEC Staff Guidance on Pooled Employer Plans (PEPs): Navigating Federal Securities Law for Small Business Retirement Savings
The SEC’s Divisions of Investment Management and Corporation Finance have released new staff guidance clarifying…
SEC Proposes Optional Semiannual Reporting: A Paradigm Shift in Disclosure Requirements
The Securities and Exchange Commission has proposed rule amendments that would allow public companies to…