SEC Enforcement Alert: 21 Charged in Multi-Year Insider Trading Scheme Targeting Global Law Firms 
The Securities and Exchange Commission has unveiled charges against 21 individuals involved in a decade-long…
SEC Staff Guidance on Pooled Employer Plans (PEPs): Navigating Federal Securities Law for Small Business Retirement Savings 
The SEC’s Divisions of Investment Management and Corporation Finance have released new staff guidance clarifying…
SEC Proposes Optional Semiannual Reporting: A Paradigm Shift in Disclosure Requirements
The Securities and Exchange Commission has proposed rule amendments that would allow public companies to…
SEC Enforcement Leadership Transition: Deputy Director Jason Burt Concludes Tenure Over Specialized Units
The Securities and Exchange Commission has announced the departure of Jason Burt, Deputy Director of…
SEC and CFTC Jointly Propose Amendments to Reduce Private Fund Reporting Burdens
A detailed analysis of the April 20, 2026, joint proposal by the SEC and CFTC…
SEC Seeks Public Comment on CAT and Other Audit Trails
The SEC has opened a concept-stage review of the Consolidated Audit Trail and other audit…
SEC Roundtable on Options Market Structure: Analyzing the 2026 Regulatory Agenda
The Securities and Exchange Commission has announced the formal agenda and panelist lineup for its…
SEC Advisory Committee to Address IPO Market Accessibility and Small Business Capital Formation
The SEC’s Small Business Capital Formation Advisory Committee has announced a meeting for April 28,…
SEC Approves Customer Cross-Margining in the U.S. Treasury Market: Regulatory Analysis
The Securities and Exchange Commission has issued a conditional exemptive order permitting customer cross-margining of…
SEC Chairman Paul Atkins Debuts “Material Matters” Podcast: Implications for Regulatory Transparency and the Materiality Standard
Chairman Paul Atkins has launched 'Material Matters,' a new SEC podcast aimed at providing exclusive…