SEC Memo: SEC Announces New Members of Small Business Capital Formation Advisory Committee 
This public memo addresses a recent regulatory development from SEC and is intended to help…
SEC Memo: SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets 
This public memo addresses a recent regulatory development from SEC and is intended to help…
SEC Memo: SEC, CFTC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions
This public memo addresses a recent regulatory development from SEC and is intended to help…
SEC Memo: SEC Appoints Kathleen Hutchinson as Director of Office of International Affairs
This public memo addresses a recent regulatory development from SEC and is intended to help…
SEC Memo: SEC, CFTC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks
This public memo addresses a recent regulatory development from SEC and is intended to help…
SEC Memo: SEC Seeks Public Comment on Novel Exchange-Traded Funds
This public memo addresses a recent regulatory development from SEC and is intended to help…
SEC Memo: SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised
SEC Memo: SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised
This public memo addresses a recent regulatory development from SEC and is intended to help…
SEC Appoints John Moses as Director of the Office of Investor Education and Assistance
The Securities and Exchange Commission has appointed John Moses as Director of the Office of…
SEC Proposal to Rescind Regulation NMS Rules 611 and 610(e): A Paradigm Shift in Equity Market Structure
The Securities and Exchange Commission has proposed the rescission of Rule 611 and Rule 610(e)…
SEC Finalizes Joint Data Standards Under the Financial Data Transparency Act of 2022
The Securities and Exchange Commission, alongside eight federal partners, has established uniform technical data standards…