SEC Seeks Candidates for Small Business Capital Formation Advisory Committee 
The SEC is requesting candidates to fill vacancies on the Small Business Capital Formation Advisory…
SEC Memo: SEC Seeks Candidates for Membership on the Investor Advisory Committee 
Reference: Release No. 2026-10{ "title": "SEC Seeks Candidates for Membership on the Investor Advisory Committee",…
SEC and CFTC Joint Event on Crypto Harmonization: Client Memo
Analysis of the SEC and CFTC joint event regarding financial leadership and harmonization in the…
SEC Small Business Forum Signals 2026 Capital-Raising Priorities
The SEC’s announcement of its 45th Annual Small Business Forum highlights where 2026 capital-raising policy…
SEC Appoints Keith E. Cassidy as Director of Division of Examinations
The Securities and Exchange Commission has announced the appointment of Keith E. Cassidy as Director…
SEC Approves 2026 PCAOB Budget and Accounting Support Fee
The SEC’s approval of the 2026 PCAOB budget and accounting support fee reduces the PCAOB’s…
SEC Small Business Advisory Committee Signals Renewed Attention to Finders and the Private Secondary Market
The SEC’s January 22, 2026 announcement highlights a February advisory committee meeting focused on possible…
SEC and CFTC Joint Event Rescheduled for Crypto Harmonization
SEC and CFTC joint event on cryptocurrency harmonization rescheduled to January 29. Key updates for…
SEC Appoints New PCAOB Leadership: Strategic Implications for Audit Firms
The SEC announced appointments to the PCAOB board. Review the new leadership appointments, governance impact,…
SEC Publishes Data on Exchange Traded Funds and Fund Mergers; Updated Statistics on Municipal Advisors, Transfer Agents, and Security-Based Swap Dealers
The SEC Division of Economic and Risk Analysis releases new reports on ETFs, fund mergers,…