SEC Proposes Amendments to Reduce Burdens in Reporting of Fund Portfolio Holdings 
The SEC has proposed amendments to reduce reporting burdens for funds. Key impacts on advisers…
SEC Division of Enforcement Issues Revised Enforcement Manual with Focus on Fairness, Transparency, and Efficiency 
The Securities and Exchange Commission's Division of Enforcement today announced significant updates to its Enforcement…
SEC and Japan FSA Spring 2026 Regulatory Dialogue: Implications for Cross-Border Securities Supervision
The SEC’s Spring 2026 dialogue with Japan’s Financial Services Agency signals continued cross-border coordination on…
SEC Announces Roundtable on Private Markets Valuation and Responsible Retailization
The SEC Division of Investment Management will host a roundtable on March 4 to discuss…
SEC Final Rules Implement HFIA Transparency Requirements
Reference: Release No. 2026-23Executive Summary The Securities and Exchange Commission has officially adopted final rules…
SEC Announces Roundtable on Options Market Structure Reform
Analysis of the SEC’s March 2026 announcement regarding a forthcoming roundtable on listed options market…
SEC Enforcement Leadership Change Signals Continued Focus on Fraud and Market Integrity
The SEC’s March 16, 2026 announcement that Division of Enforcement Director Judge Margaret A. Ryan…
SEC Investor Advisory Committee to Host March 12 Meeting
The SEC Investor Advisory Committee (ICA) will convene a public meeting on March 12, 2026,…
SEC and CFTC Announce Historic Memorandum of Understanding Between Agencies
The SEC and CFTC have issued a new Memorandum of Understanding to enhance inter-agency coordination,…
SEC Proposes Amendments to Exchange Act Rule 15c2-11
The SEC’s March 16, 2026 proposal would amend Exchange Act Rule 15c2-11 to refer only…